This content is from: Investing Aequitas Settles With SEC for $540 Million as Three Top Execs Are Barred From Securities Industry CEO Robert Jesenik will pay $1.57 million to settle fraud charges, as part of a consent decree. The SEC alleges that Aequitas defrauded investors in a Ponzi-like scheme. By Michelle Celarier April 24, 2020
This content is from: Investing Advisor Fallout Continues in Aequitas Capital Management Ponzi Scheme William Malloy III and Jeffrey Sica settle with the SEC. By Michelle Celarier March 03, 2020
This content is from: Investing How a Massive Ponzi Scheme Fleeced RIAs, Religious Groups, and Retirees The sordid tale of Aequitas Management holds lessons for RIAs. By Michelle Celarier August 13, 2019
Sponsored The Emerging Markets Hub Read the latest Emerging Markets news on RIAIntel.com. Sponsored by Matthews Asia February 03, 2021
