This content is from: Investing Aequitas Settles With SEC for $540 Million as Three Top Execs Are Barred From Securities Industry CEO Robert Jesenik will pay $1.57 million to settle fraud charges, as part of a consent decree. The SEC alleges that Aequitas defrauded investors in a Ponzi-like scheme. By Michelle Celarier April 24, 2020
This content is from: Investing Advisor Fallout Continues in Aequitas Capital Management Ponzi Scheme William Malloy III and Jeffrey Sica settle with the SEC. By Michelle Celarier March 03, 2020
This content is from: Investing How a Massive Ponzi Scheme Fleeced RIAs, Religious Groups, and Retirees The sordid tale of Aequitas Management holds lessons for RIAs. By Michelle Celarier August 13, 2019
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